Brief Vitae

I work as a Texas registered investment adviser, Attorney and Counselor at Law, Certified Financial Planner®, Certified Divorce Financial Analyst™, and President of Celtic Capital Corporation a financial services firm helping clients design a stable financial future.

I assist clients with comprehensive financial planning, investment advice, and portfolio structure. I serve as a wealth advisor and tax lawyer helping people safeguard their net worth while paying in fewer taxes.

I arbitrate cases for FINRA and NFA. I hold the 3, 7, 63, and 65 certifications from FINRA, and insurance licenses from the Texas Department of Insurance.

I have been awarded these degrees:

  • B.B.A. (Finance 1968)
  • J.D. (1972)
  • M.S. (Accountancy - 1979)
  • LL.M. (International Economic Law - 1988)
  • M.A. (U.S. History - 2003)
  • M.S. (Finance - 2017)

I was formerly a shareholder and vice president of a major industrial contracting company.